Lisa Ann Detanna of Beverly Hills California a stockbroker currently registered with Raymond James Associates Inc. is the subject of a customer initiated investment related written complaint on January 22, 2019 in which the customer requested $100,000.00 in damages supported by allegations that common and stock transactions executed in the customer’s account were not suitable for the customer. Raymond James has “denied” this claim.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Detanna has been identified in two more customer initiated investment related disputes containing accusations of her misconduct while employed with Citigroup Global Markets Inc. Specifically, a customer filed an investment related arbitration claim involving Detanna’s conduct where the customer sought $1,345,015.00 in damages founded on allegations that misrepresentations and omissions had been made to the customer concerning securities or insurance products; contractual obligations to the customer had been breached; and fiduciary duties owed to the customer were violated. Larry Hagman et. al. v. Citigroup FINRA Arbitration No. 09-03251 (May 29, 2009). That decision was vacated based upon the failure of the Arbitrator to disciose his involvement two years before in his own lawsuit involving the same subject matter.
Thereafter, a customer initiated investment related arbitration claim regarding Detanna’s conduct was settled for $162,500.00 in damages based upon accusations that inappropriate equity trades were effected in the customer’s investment account by Detanna. FINRA Arbitration No. 11-03668 (Oct. 31, 2012).
Detanna has been employed by Raymond James Associates Inc. since December 2, 2011.
