Myles Reid Blechner of New York New York a former chief compliance officer of Lebenthal Co. LLC has been referenced in a customer initiated investment related arbitration claim in which the customer requested $1,200,000.00 in damages supported by allegations that the customer was placed in private funds that were seized by Securities and Exchange Commission (SEC) as a result of the investment having been fraudulent. Financial Industry Regulatory Authority (FINRA) Arbitration No. 17-02822 (Oct. 19, 2017).
FINRA Public Disclosure additionally reveals that another customer filed an investment related arbitration claim regarding Blechner’s conduct where the customer sought $500,000.00 in damages based upon accusations of fraud in connection with the customer’s investment in private funds. FINRA Arbitration No. 17-01934 (Oct. 3, 2017).
Blechner’s registration with Lebenthal was terminated on April 4, 2016. Between October 20, 2016 and March 12, 2018, Blechner commenced registration with Hodes Weill Securities, LLC, Destra Capital Investments LLC and Signature Securities.
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