Larry Glenn Boggs of Atlanta, Georgia, a stockbroker formerly registered with First Allied Securities Inc., was the subject of a customer initiated investment related FINRA securities arbitration claim which was settled for $99,000.00 based upon allegations that Boggs made misrepresentations with regard to the recommendation and sale of variable annuities when Boggs was associated with First Allied Securities Inc. Financial Industry Regulatory Authority (FINRA) Arbitration No. 19-02826 (July 7, 2021).
Public Disclosure shows that Boggs is referenced in seven total customer initiated investment related disputes concerning Boggs’ conduct while associated with securities broker dealers, including First Allied Securities Inc. Boggs is referenced in a customer initiated investment related complaint on June 18, 2012, in which the requested $23,303.23 in damages based upon allegations that Boggs made an unauthorized reallocation of the customer’s account when Boggs was associated with FSC Securities Corporation.
On June 16, 2015, another customer complaint involving Boggs’ activities in which the customer requested $5,000.00 in damages based upon allegations that Boggs mismanaged the customer’s variable annuities when Boggs was associated with First Allied Securities Inc.
On January 18, 2019, an additional customer arbitration claim involving Boggs’ conduct was settled for $1,488,753.00 in damages based upon allegations that Boggs made misrepresentations in connection with the recommendation and sale of variable annuities when Boggs was associated with First Allied Securities Inc. FINRA Arbitration No. 17-03439.
Boggs was associated with International Assets Advisory from 2019 to 2022, First Allied Securities Inc. from 2011 to 2019, and FSC Securities Corporation from 2003 to 2011.
