Kirby Spencer McDonald of Omaha Nebraska a stockbroker currently registered with Cetera Advisors LLC is the subject of a customer initiated investment related written complaint on November 7, 2018 where the customer requested $72,000.00 in damages based upon accusations that the customer was poorly advised concerning a variable annuity transaction which led the customer to incur unwarranted tax liabilities.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally confirms that another customer filed an investment related complaint regarding McDonald’s conduct in which the customer sought $26,000.00 in damages supported by allegations that while McDonald was associated with QA3 Financial Corp, the customer was inappropriately placed into a fixed annuity that restricted the customer from accessing money to cover nursing home obligations.
