Kathryn J. Hackney (also known as Kathryn Ohlin), of Orange, California, a stockbroker registered with LPL Financial LLC, is the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim in which the customer requested $150,000.00 in damages based upon allegations that Hackney made the unsuitable investment recommendations of real estate securities during the period that Hackney was associated with LPL Financial LLC. FINRA Arbitration No. 23-03188 (November 1, 2023).
This is not the first time that Hackney has been referenced in a customer initiated investment related dispute concerning Hackney’s conduct in the securities industry. FINRA Public Disclosure shows that Hackney was also referenced in a customer initiated investment related complaint filed on May 2, 2006, in which the customer requested $11,199.60 in damages based upon allegations that Hackney misrepresented the costs of variable universal life insurance when Hackney was associated with Citicorp Investment Services. This complaint was denied.
Hackney has been associated with LPL Financial LLC in Orange, California since May 18, 2022.
