William John McBride Jr., of Los Angeles, California, a stockbroker currently registered with JP Morgan Securities LLC, has been named in a customer initiated investment related written complaint on April 20, 2017, in which the customer requested $7,915.95 in damages based upon allegations that McBride made misrepresentations concerning a variable annuity that the customer purchased.
Financial Industry Regulatory Authority (FINRA) Public Disclosure indicates that McBride has been named in four other customer initiated investment related disputes regarding allegations of his wrongdoing while associated with WM Financial Services, Inc., and J.P. Morgan Securities LLC. Particularly, on January 6, 2006, a customer filed an investment related written complaint regarding McBride’s activities, where the customer requested $7,734.70 in damages founded upon allegations that McBride misrepresented municipal bond investments to the customer, and effected transactions that did not support the customer’s objectives for investing.
Subsequently, on January 14, 2016, a customer filed an investment related written complaint involving McBride’s conduct, in which the customer requested $31,000.00 in damages based upon allegations that McBride poorly advised the customer concerning an annuity product. On March 15, 2016, another customer initiated investment related written complaint regarding McBride’s activities was resolved for $3,203.20 in damages based upon allegations that McBride made unsuitable investment recommendations to the customer in reference to mutual funds transactions that had been effected in the customer’s account.
Moreover, on August 25, 2016, a customer filed an investment related arbitration claim involving McBride’s conduct, wherein the customer requested $400,000.00 in damages based upon allegations against McBride of making misrepresentations to the customer and effecting municipal debt and annuity investments for which the customer was not suited.
Guiliano Law Group
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