Christopher John Calandrino, of Holbrook, New York, a stockbroker formerly registered with Holbrook, New York, has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon allegations that he failed to provide FINRA with information about his business activities. Letter No. 2016051602401 (Feb. 10, 2017).
FINRA Public Disclosure reveals that on July 28, 2017, a customer was awarded $14,000.00 in damages according to an investment related arbitration claim involving Calandrino’s conduct, where the customer’s claim was founded upon allegations that Calandrino negligently handled the customer’s investment account, breached his contractual and fiduciary obligations, placed unsuitable transactions, and churned the customer’s portfolio.
Additionally, on October 6, 2016, Calandrino was fired from Joseph Stone Capital, LLC, based upon allegations that he sold away from his firm and violated regulatory policies and firm procedures. Since October 9, 2007, Calandrino has been associated with fourteen different broker dealers, eleven of which have been expelled by securities regulators for violation of federal securities laws or are otherwise defunct. #cockroach
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