Jordan David Cooper of New York New York a stockbroker currently registered with Andrew Garrett Inc. is the subject of a customer initiated investment related written complaint which was settled to resolve allegations that between November 1, 2018 and January 31, 2019, unauthorized over-the-counter equities trades were executed in the customer’s Andrew Garrett Inc. account which led the customer to experience losses.
This is not the first time that Cooper was the subject of an investor dispute alleging his wrongdoing. Specifically, Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that a customer filed an investment related civil action in the South Carolina Court of Common Pleas where the customer sought $20,000.00 in damages based upon accusations that over-the-counter equities trades had been effected without the customer’s knowledge or consent while the stockbroker was associated with Andrew Garrett. Civil Action No. 2017-CP-10-5895 (Nov. 27, 2017).
Cooper has been registered with Andrew Garrett Inc. since July 11, 2005.
