Jonna Doris Keller (also known as Jonna Doris Edelmayer and Jonna Doris Hansen), of Sarasota, Florida, a stockbroker registered with Sigma Financial Corporation, is the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim in which the customer requested $300,000.00 in damages based upon allegations that Keller was negligent and made misrepresentations of material fact in connection with the sale of real estate securities when Keller was associated with Sigma Financial Corporation. FINRA Arbitration No. 23-03376 (December 7, 2023).
This is not the first time that Keller has been referenced in a customer initiated investment related dispute concerning Keller’s conduct in the securities industry. FINRA Public Disclosure shows that Keller was also referenced in a customer initiated investment related civil action that was settled for $65,000.00 in damages based upon allegations that Keller made misrepresentations of material fact regarding variable annuities during the time that Keller was associated with First Security Investments Inc. Civil Action No. 06CA1285NC (June 26, 2007).
Keller was associated with SagePoint Financial Inc. in Sarasota, Florida from December 7, 2015, to September 1, 2023. Keller has been associated with Osaic Wealth Inc. in Sarasota, Florida since September 1, 2023.
