Jon Saul Yasner of Edison New Jersey a current AXA Advisors LLC registered representative is the subject of a customer initiated investment related written complaint on July 30, 2018 in which the customer sought $8,069.85 in damages supported by accusations that misrepresentations had been made to the customer concerning a rollover of the customer’s fixed annuity into mutual fund investments.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Yasner is referenced in two additional customer initiated investment related disputes containing allegations of his violative conduct during the time that he was associated with Equitable Life and AXA Advisors LLC. Specifically, on June 6, 2002, a customer filed an investment related complaint regarding Yasner’s activities where the customer requested $31,596.61 in damages founded on accusations that the customer was placed into a variable annuity that was not suitable for the customer.
Then, on December 18, 2012, a customer initiated investment related complaint involving Yasner’s activities was settled for $32,205.29 in damages based upon allegations that Yasner misrepresented the guarantees associated with the annuity by claiming that the annuity would generate at least three percent in interest.
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