John William Hendley, of Hendersonville, Tennessee, a stockbroker formerly registered with AOS, Inc., is the subject of a customer initiated investment related written complaint on May 8, 2017, in which the customer sought at least $5,000.00 in damages supported by allegations that Hendley effected unsuitable variable annuity transactions from February of 2017 to March of 2017.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Hendley has been subject of two additional customer initiated investment related disputes pertaining to allegations of his misconduct during the time he was associated with Jefferson Pilot Securities Corp. Particularly, on January 27, 2003, a customer filed an investment related written complaint involving Hendley’s conduct, in which the customer sought $35,000.00 in damages supported by allegations that Hendley sold the customer variable annuity investments that were not suitable for the customer.
Then, on December 8, 2005, a customer initiated investment related arbitration claim regarding Hendley’s activities was resolved for $3,500.00 in damages supported by allegations that Hendley effected unsuitable transactions in the customer’s account; Hendley arranged for the purchase of two variable annuity policies that were not suitable considering the customer’s allocation of assets and age.
Since September 1, 2015, Hendley has been registered with Tradingblock.
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