John D. Cimino of Naples, Florida, a stockbroker formerly registered with Wells Fargo Advisors is the subject of a customer initiated investment related FINRA securities arbitration claim in which the customer requested $648,745.00 in damages based upon allegations that Cimino engaged in unsuitable trading in variable annuities when Cimino was associated with Wells Fargo Advisors Financial Network LLC. Financial Industry Regulatory Authority (FINRA) Arbitration No. 23-02456 (September 13, 2023).
This is not the first time that Cimino has been referenced in a customer initiated investment related dispute concerning Cimino’s conduct in the securities industry. FINRA Public Disclosure shows that Cimino is also referenced in a customer initiated investment related complaint filed on March 24, 2009, in which the customer requested $27,054.00 in damages based upon allegations that Cimino made misrepresentations of material fact in connection with the sale of mutual funds during the time that Cimino was associated with Morgan Keegan Company Inc.
Cimino has been associated with American Global Wealth Management Inc. in Naples, Florida since September 11, 2023, and Imprint Wealth LLC since July 17, 2023. He was associated with Laidlaw Company (UK) Ltd. in Naples, Florida from March 3, 2022, to August 4, 2023; Laidlaw Wealth Management LLC from April 4, 2022, to August 4, 2023; and Wells Fargo Advisors Financial Network LLC from April 16, 2009, to March 7, 2022.
