John Alexander Ogrodnick of Farmington Hills Michigan a stockbroker formerly employed by J.P. Turner Company L.L.C. is referenced in a customer initiated investment related arbitration claim where the customer sought $70,000.00 in damages founded on accusations that (1) trades were placed in the customer’s account without the customer’s authorization (2) the customer’s account was handled in a negligent manner and (3) stock and direct investment transactions failed to be supervised. Financial Industry Regulatory Authority (FINRA) Arbitration No. 18-01401 (April 17, 2018).
FINRA Public Disclosure confirms that Ogrodnick is referenced in three more customer initiated investment related disputes pertaining to allegations of his misconduct while employed with Bathgate Capital Partners LLC, Schneider Securities, Inc. and J.P. Turner & Company LLC. Specifically, on July 30, 2001, a customer filed an investment related complaint concerning Ogrodnick’s conduct in which the customer requested $56,157.00 in damages based upon accusations that margin was utilized without the customer’s permission; investment instructions were not followed; and unauthorized stock trades had been executed in the customer’s account.
Subsequently, a customer initiated investment related arbitration claim regarding Ogrodnick’s activities was resolved for $15,000.00 in damages supported by allegations of supervisory failures, misrepresentation, suitability, and churning of the customer’s over-the-counter equities portfolio. National Association of Securities Dealers (NASD) Arbitration No. 07-00935 (Sept. 10, 2007).
Further, on November 10, 2014, a customer filed an investment related complaint regarding Ogrodnick’s activities where the customer sought damages estimated to exceed $5,000.00 founded on accusations of misrepresentation relating to the customer’s real estate security and over-the-counter equities portfolio.
Ogrodnick’s registration with J.P. Turner & Company, L.L.C. was terminated effective September 29, 2015. He has been registered with Pruco Securities LLC since February 1, 2018.
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