Joe Bryan Hall of Berthel Fisher Company Financial Services is the subject of a customer initiated investment related arbitration claim in which the customer requested at least $5,000.00 in damages based upon allegations that the customer was placed in a real estate investment that was not appropriate for the customer given the customer’s objectives for investing and financial goals. Financial Industry Regulatory Authority (FINRA) Arbitration No. 17-00807 (Mar. 29, 2017).
FINRA Public Disclosure reveals that Hall is referenced in two more customer initiated investment related disputes pertaining to accusations of his misconduct during the time that he was associated with Berthel Fisher Company Financial Services. Specifically, on June 29, 2015, a customer filed an investment related complaint concerning Hall’s conduct where the customer sought damages estimated to exceed $5,000.00 founded on allegations that Hall caused the customer to suffer unwarranted investment losses on equipment leasing products and direct participation programs.
Thereafter, a customer filed an investment related complaint regarding Hall’s activities in which the customer requested more than $5,000.00 in damages supported by accusations that Hall made unsuitable real estate invest trust recommendations to the customer.
Hall has been employed by Berthel Fisher Company Financial Services since July 31, 2016.
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