Jeffrey Raymond Dixson of Vancouver, Washington, a stockbroker formerly registered with Madison Avenue Securities LLC, is identified in a customer initiated investment related FINRA securities arbitration claim in which the customer sought compensatory damages supported by allegations of unsuitable alternative investment recommendations by Dixson, which included sales of limited partnership interests or direct participation program interests. Financial Industry Regulatory Authority (FINRA) Arbitration No. 22-00178 (January 31, 2022).
FINRA Public Disclosure shows that Dixson has been identified in twenty one customer initiated investment related disputes containing accusations of wrongdoing while employed by securities broker dealers, including Madison Avenue Securities. On November 16, 2020, a customer filed an investment related FINRA securities arbitration claim concerning Dixson’s conduct where the customer requested $200,000.00 in damages based upon allegations that unsuitable investment advice was provided by Dixson concerning the customer’s investments in GPB Automotive. FINRA Arbitration No. 20-03472 (November 16, 2020).
Dixson is also the subject of a customer initiated investment related FINRA securities arbitration claim in which the customer sought $151,507.00 in damages founded on accusations of unsuitable recommendations of alternative investments when Dixson was registered with Madison Avenue Securities. FINRA Arbitration No. 20-03880 (November 27, 2020). The claim alleges that the customer experienced damages on GPB.
Dixson is additionally referenced in a customer initiated investment related FINRA securities arbitration claim where the customer requested $545,000.00 in damages supported by allegations that Dixson provided unsuitable recommendations to the customer as it pertained to direct investments, including DPPs and LPs while Dixson was employed by Madison Avenue Securities. FINRA Arbitration No. 21-00431 (April 6, 2021).
On April 29, 2021, another customer filed an investment related FINRA securities arbitration claim involving Dixson’s activities in which the customer sought $195,000.00 in damages based upon accusations of breach of fiduciary duty relating to alternative investment sales by Dixson during the time that he was associated with Madison Avenue Securities. FINRA Arbitration No. 21-00515. The claim alleges that the securities broker dealer failed to supervise Dixson and that unsuitable recommendations were made to the customer.
Dixson is also identified in a customer initiated investment related FINRA securities arbitration claim where the customer requested compensatory damages founded on allegations of elder abuse and failure to supervise relating to the customer’s investments in DPPs and LPs. FINRA Arbitration No. 21-01130 (May 4, 2021). The claim alleges damages on unsuitable alternative investments.
On May 25, 2021, an additional customer initiated investment related FINRA securities arbitration claim regarding Dixson’s conduct was settled for $50,000.00 in damages supported by accusations of Dixson’s unsuitable recommendations in 2015 concerning the customer’s purchases of GPB products. FINRA Arbitration No. 21-00396.
Dixson is also the subject of a customer initiated investment related FINRA securities arbitration claim which was resolved for $125,000.00 in damages based upon allegations that the customer was placed into unsuitable alternative investments when Dixson was registered with Madison Avenue Securities. FINRA Arbitration No. 20-03551 (November 29, 2021).
Dixson was employed by Madison Avenue Securities between November 29, 2007, and December 31, 2019.
