Jeffrey Raymond Dixson of Vancouver Washington a stockbroker formerly registered with Madison Avenue Securities LLC is referenced in a customer initiated investment related FINRA securities arbitration claim where the customer requested compensatory damages founded on allegations including elder abuse in regard to alternative investments that had been sold to the customer during the period that Dixson was associated with Madison Avenue Securities. Financial Industry Regulatory Authority (FINRA) Arbitration No. 21-01130 (May 4, 2021). According to the claim, alternative investment recommendations were not suitable for the customer. The claim also alleges Madison Avenue Securities’ failure to supervise.
FINRA Public Disclosure reveals that Dixson has been identified in twenty additional customer initiated investment related disputes involving accusations of his harmful activities when he was associated with Madison Avenue Securities. On September 15, 2020, a customer initiated investment related FINRA securities arbitration claim regarding Dixson’s conduct was settled for $52,500.00 in damages supported by accusations of unsuitable fixed index annuities and alternative investments between 2016 and 2019. FINRA Arbitration No. 19-03475. The claim alleges elder abuse and negligence in regard to real estate securities, direct investments and fixed annuity products. According to the claim, Dixson breached a fiduciary duty to the customer. Oregon Securities Law was alleged violated by the Madison Avenue Securities stockbroker.
On September 25, 2020, a customer filed an investment related FINRA securities arbitration claim concerning Dixson’s conduct in which the customer sought $50,000.00 in damages supported by allegations of the failure to conduct due diligence regarding investments in GPB Automotive direct participation programs or limited partnerships. FINRA Arbitration No. 20-03298 (Sept. 18, 2020).
On October 26, 2020, another customer filed an investment related FINRA securities arbitration claim involving Dixson’s activities where the customer requested $235,000.00 in damages based upon accusations of bad investment advice by Dixson in regard to the customer’s purchase of alternative investments while Dixson was associated with Madison Avenue Securities. FINRA Arbitration No. 20-03551 (Oct. 26, 2020).
Dixson is also the subject of a customer initiated investment related FINRA securities arbitration claim in which the customer sought $200,000.00 in damages founded on allegations that GPB Automotive securities transactions resulted in damages. FINRA Arbitration No. 20-03472 (Nov. 16, 2020). The claim alleges that Dixson provided unsuitable recommendations concerning GPB’s alternative investments.
Dixson is referenced in a different customer initiated investment related FINRA securities arbitration claim which was resolved for $89,500.00 in damages based upon allegations including violation of Texas securities law and violation of FINRA regulations in regard to Dixson’s GPB sales. FINRA Arbitration No. 20-00509 (Jan. 5, 2021). The claim also alleges that misrepresentations and omissions had been made regarding alternative investments and that the customer’s account contained an overconcentration in them.
On April 6, 2021, another customer filed an investment related FINRA securities arbitration claim concerning Dixson’s activities where the customer requested $545,000.00 in damages founded on accusations that they were sold unsuitable GPB Automotive investments because of Dixson at Madison Avenue Securities. FINRA Arbitration No. 21-00431.
Dixson is additionally the subject of a customer initiated investment related FINRA securities arbitration claim in which the customer sought $195,000.00 in damages supported by allegations of bad alternative investments including GPB being recommended to them by Dixson. FINRA Arbitration No. 21-00515 (Apr. 29, 2021). The claim alleges that Madison Avenue Securities failed to supervise Dixson’s activities. According to the claim, there was a breach of fiduciary duty by the stockbroker.
On May 25, 2021, another customer initiated investment related FINRA securities arbitration claim involving Dixson’s conduct was settled for $50,000.00 in damages based upon accusations of Dixson making unsuitable investment recommendations regarding GPB. FINRA Arbitration No. 21-00396.
Dixson’s registration with Madison Avenue Securities was terminated on December 31, 2019.
