Ivar Norman Jones Jr., of San Ramon, California, a stockbroker registered with Ameritas Investment Company LLC, is the subject of a customer initiated investment related complaint that was settled on June 1, 2022 for $28,000.00 in damages based upon allegations that Jones committed sales practice violations relating to the recommendation of a outside third-party account manager.
This is not the first time that Jones has been referenced in a customer initiated investment related dispute concerning Jones’ conduct in the securities industry. Financial Industry Regulatory Authority (FINRA) Public Disclosure shows that Jones is also referenced in a customer initiated investment related complaint on October 4, 2016 in which the customer requested $58,938.44 in damages based upon allegations that Jones failed to follow the customer’s instructions with regard to the sale of certain securitgis.
Ivar Jones has been associated with Ameritas Investment Company LLC since June 30, 2006.
