Gregory Neal Long of Melbourne Beach, Florida, a stockbroker registered with International Assets Advisory, LLC, is the subject of a customer initiated investment related arbitration claim, where the customer requested $300,000.00 in damages based upon allegations that Long effected unit investment trust, options, and mutual fund transactions that were neither appropriate nor suitable for the customer. Financial Industry Regulatory Authority (FINRA) Arbitration No. 16-03261 (Nov. 15, 2016).
FINRA Public Disclosure also confirms that on November 21, 2011, a customer filed an investment related complaint regarding Long’s activities, alleging that while Long was employed by Anderson & Strudwick, Inc., the customer’s investment portfolio of options and equities was improperly managed.
Since April 25, 1990, Long has been registered with eight broker dealers, two of whom are defunct or have been expelled by securities regulators for violation of federal securities laws.
Guiliano Law Group
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