Chad E. Thompson, of Atlanta, Georgia, a stockbroker with IFS Securities, is currently subject to a pending customer dispute from October 21, 2015, in which a customer has requested $150,000.00 in damages after alleging that Thompson made unsuitable recommendations, and churned the customers’ investment account.
Public Disclosure records ‘ reveal that Thompson was previously subject to a regulatory action by the Colorado Division of Securities. Particularly, on February 6, 2004, Thompson was suspended by Colorado Division of Securities and agreed to repay a customer $14,000.00 in connection with a Consent Order, amid allegations against Thompson of engaging in unsuitable and unauthorized trades in customer accounts, as well as committing securities fraud.
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
