Henry Calvin McNeese of Alpharetta Georgia a former AXA Advisors LLC registered representative is referenced in a customer initiated investment related written complaint on September 13, 2017 where the customer sought unspecified damages founded on accusations that the customer’s variable universal life insurance policy had been misrepresented.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that McNeese has been identified in three more customer initiated investment related disputes containing allegations of his violative conduct during the time that he was associated with AXA Advisors. Particularly, on May 17, 2005, a customer filed an investment related complaint regarding McNeese’s conduct where the customers alleged that they were not provided the right information concerning the manner in which their money was being invested, and were misled concerning the projected future value of their assets.
Then, on April 27, 2012, a customer filed an investment related complaint concerning McNeese’s activities where the customer requested $100,000.00 in damages based upon accusations that McNeese misrepresented the features of a variable annuity investment by claiming it would produce at least five percent returns and provide the customer liquidity; the customer’s investment was apparently illiquid for ten years and caused her to suffer market losses.
On February 8, 2016, another customer filed an investment related complaint involving McNeese’s conduct where the customer alleged that misrepresentations had been made to the customer concerning a variable annuity purchase made in 2014.
McNeese’s registration with AXA Advisors, LLC has been terminated as of June 4, 2015.
The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.
This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer
Guiliano Law Group
Our practice is limited to the representation of investors. Over the last three decades, we have recovered more than a hundred million dollars for more than 1,000 injured investors from all over the United States and several foreign countries. We accept representation purely on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a confidential consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
For more information concerning common claims against stockbrokers and investment professionals, please visit us at securitiesarbitrations.com
To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
