Sean Michael Logue, of Parsippany, New Jersey, a stockbroker currently registered with Hennion & Walsh, Inc., has been named in a customer initiated investment related arbitration claim on February 28, 2017, in which the customer requested $150,000.00 in damages based upon allegations that Logue effected unsuitable municipal bond transactions in the customer’s investment account.
Financial Industry Regulatory Authority (FINRA) Public Disclosure also reveals that on November 17, 2011, a customer initiated investment related arbitration claim involving Logue’s conduct was settled for $18,000.00 in damages based upon allegations that Logue effected unit investment trust transactions in the customer’s account which were not suitable for the customer. Further, on November 23, 2016, another customer initiated investment related arbitration claim regarding Logue’s activities was resolved for $49,000.00 in damages based upon allegations of unsuitability pertaining to municipal debt products.
Guiliano Law Group
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