Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that stockbrokers John Dimitrious Tsoukalas and Vincent Wallace are referenced in customer initiated investment related disputes pertaining to allegations of their unsuitable sales practices while they were registered with Hennion Walsh – a Financial Industry Regulatory (“FINRA”) brokerage firm headquartered in Parsippany, New Jersey.
More Customers Sue Hennion Walsh For Bad Municipal Debt Investments
John Dimitrious Tsoukalas of Parsippany New Jersey a stockbroker currently employed by Hennion Walsh Inc. is referenced in a customer initiated investment related arbitration claim where the customer requested $200,000.00 in damages founded on accusations that while Tsoukalas was associated with Hennion Walsh, the customer was placed into municipal debt products that were unsuitable and dropped significantly in value since the customer purchased the investments. FINRA Arbitration No. 18-01336 (Apr. 12, 2018). Tsoukalas has been registered with Hennion Walsh Inc. since August 15, 2001.
And Even More Customers Sue Hennion Walsh For Unsuitability
John Vincent Wallace of Parsippany New Jersey a stockbroker currently employed by Hennion Walsh Inc. is the subject of a customer initiated investment related arbitration claim in which the customer sought $32,000.00 in damages based upon allegations that Wallace made investment recommendations to the customer that were not appropriate given the customer’s objectives for investing, tolerance for risk or financial profile. FINRA Arbitration No. 18-01084 (Mar. 21, 2018). Wallace has been registered with Hennion Walsh Inc. since September 10, 1998.
