Gregory John Lane of Belleville Illinois a stockbroker formerly employed by Raymond James Associates Inc. had been terminated from the firm on April 2, 2018 founded on accusations that he invested a customer’s trust assets in a manner which violated the terms of the trust and failed to effect distributions in accordance with trust instructions.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that a customer initiated investment related arbitration claim involving Lane’s activities was settled for $30,000.00 in damages supported by allegations that a variable annuity product had been misrepresented to the customer and the purchase of that annuity was not suitable for the customer.
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