Gregory Scott Hanshew (also known as Greg Scott Hanshew) of Littleton, Colorado, a stockbroker formerly registered with Infinity Financial Services, has been barred from associating with any FINRA member in any capacity based upon allegations that Hanshew failed to cooperate with a FINRA investigation. Default Decision No. 2021071060902 (Aug. 22, 2022).
According to the Default Decision, in February 2021, FINRA staff began an investigation into whether Hanshew failed to disclose outside business activities and whether he participated in sales practice violations while he was associated with Infinity Financial Services.
On March 15, 2022, Hanshew was served with the First Notice of Complaint and a copy of the Complaint through first class mail at his listed address. Copies of the Notice and the Complaint were also sent to a residential address associated with Hanshew found on Lexis Nexis. On March 30, 2022, Hanshew admitted to receiving the Notice and the Complaint. Hanshew was then sent a second Notice and Complaint on April 14, 2022. He failed to respond to the Complaint.
Due to Hanshew’s failure to provide information and documents as requested by FINRA on May 24, 2021, Hanshew violated FINRA Rules 2010 and 8210.
FINRA Public Disclosure shows that on December 9, 2016, a customer filed an investment related complaint involving Hanshew’s activities in which the customer requested $5,300.00 in damages based upon allegations that Hanshew made unauthorized transactions with regard to the recommendation and sale of a variable annuity when Hanshew was associated with Infinity Financial Services.
On May 3, 2016, Infinity Financial Services terminated Hanshew’s registration based upon allegations that he engaged in unauthorized activities, including his possession of customer records.
Hanshew was associated with Infinity Financial Services between 2014 and 2020.