Frank William Libardoni Jr. of Salem Massachusetts a stockbroker formerly registered with Investors Capital Corp. is referenced in a customer initiated investment related written complaint on December 1, 2017 where the customer sought damages estimated to exceed $5,000.00 founded on allegations that Libardoni was placed in a variable annuity in 2015 that was not suitable for the customer.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally confirms that Libardoni is the subject of a customer initiated investment related arbitration claim in which the customer requested as much as $99,000.00 in damages based upon accusations that unsuitable real estate security and equipment leasing investments were held in the customer’s investment portfolio while Libardoni was associated with Investors Capital Corp. FINRA Arbitration No. 17-02797 (Oct. 18, 2017).
Libardoni’s registration with Investors Capital Corp. was terminated on October 3, 2016. Since October 3, 2016, he has been employed by Cetera Advisors LLC in Salem Massachusetts.
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