Mark A. Stanczyk, of Manlius, New York, a stockbroker fomerly associated with Pinnacle Investments, is subject to a pending customer dispute from February 1, 2016, in which the customer has requested $490,000.00 in damages in connection with allegations against Stanczyk of making unsuitable investment recommendations and trades in the customer’s account.
Disclosure records reveal that Stanczyk has been subject to three prior customer disputes. Particularly, on October 17, 2002, Stanczyk settled a customer dispute for $30,000.00 after customers alleged that Stanczyk effected unsuitable investment strategies for customers, and failed to properly diversify the customers’ investment portfolio.
On February 6, 2002, Stanczyk became subject to a customer dispute, in which the customer requested $40,000.00 in damages after alleging that Stanczyk effected investment purchases in the customer’s managed account that were not suitable. On July 17, 2000, a customer lodged a dispute against Stanczyk, alleging that Stanczyk failed to follow the customer’s instructions regarding stock purchases and sales.
Guiliano Law Group
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