Georgraphicly challenged Mid Atlantic Capital Corporation, a FINRA member brokerage firm headquartered in Pittsburgh, Pennsylvania, has been named in a customer initiated investment related arbitration claim, in which customers were collectively awarded $922,466.00 in damages based upon allegations of negligence, failure to supervise, breach of contract, unsuitability, misrepresentations and omissions, breach of fiduciary duty, and fraud.
The customers alleged that the foregoing sales practice violations occurred in connection with their investments in KBS Real Estate Investment Trust and Sonoma Ridge Partners Real Estate Investment Trust, as well as Market Vectors Gold Miners, iShares Silver, and Contango Oil and Gas, Inc.
FINRA Public Disclosure reveals that Mid Atlantic Capital Corporation has also been identified in six regulatory actions concerning allegations of the firm’s misconduct.
Guiliano Law Group
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To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
