Eric A. Keller of Duluth Georgia a stockbroker formerly registered with Wells Fargo Clearing Services LLC is referenced in a customer initiated investment related written complaint which was resolved for $39,587.90 on February 16, 2016 founded on accusations that the customer was placed into a direct participation program or sold limited partnership interests that were not suitable for the customer during the time that Keller was associated with Wells Fargo Advisors LLC.
Financial Industry Regulatory Authority (FINRA) Public Disclosure also reveals that a customer filed an investment related complaint concerning Keller’s activities where the customer requested more than $5,000.00 in damages based upon allegations that during the time that Keller was associated with Edward Jones, the customer was placed into an insurance policy that was not suitable for the customer given the customer’s age and the inability of the customer to generate a meaningful profit from the insurance policy.
Keller’s registration with Wells Fargo Clearing Services LLC has been terminated as of August 9, 2018. Since then, Keller has been associated with Oppenheimer Co. Inc.
