Eduardo Juarez, of New York, New York, a stockbroker formerly registered with E.J. Sterling, LLC, is the subject of a customer initiated investment related arbitration claim on March 12, 2017, in which the customer requested $36,351.00 in damages based upon allegations that Juarez breached his fiduciary duties to the customer, as well as effected unauthorized and unsuitable stock transactions in the customer’s account. Moreover, the customer alleged that E.J. Sterling did not provide adequate supervision of Juarezs’ activities.
Financial Industry Regulatory Authority (FINRA) Public Disclosure also reveals that on February 3, 2011, a customer filed an investment related written complaint involving Juarez’s conduct, wherein the customer sought $40,000.00 in damages based upon allegations that Juarez effected options and stock transactions in the customer’s account despite the transactions having been unsuitable for customers.
Since February 23, 2016, Juarez has been registered with PHX Financial, Inc.
<h3>Guiliano Law Group</h3>
<p>Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, <a href=”https://securitiesarbitrations.com//contact/”>contact us</a> at <a href=”tel:1-877-732-2889“>(877) SEC-ATTY</a>.</p>
<p>For more information concerning common claims against stockbrokers and investment professionals, please visit us at <a href=”https://securitiesarbitrations.com/”>securitiesarbitrations.com</a></p>
<p>To learn more about FINRA Securities Arbitration, and the legal process, please visit us at <a href=”https://securitiesarbitrations.com”>securitiesarbitrations.com</a></p>
<p>
</p>
