Eilesia Kepper Dixon (also known as Eilesia McGivney Dixon, Lisa Dixon, and as Lisa L. Keeper) of Monroe Louisiana a stockbroker and investment adviser representative of LPL Financial LLC had been discharged from employment on November 3, 2020. According to LPL Financial, Dixon placed customers’ signatures on account transfer and account opening paperwork. The customers did not authorize Dixon’s actions, the securities broker dealer alleged.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally shows that Dixon is referenced in a customer initiated investment related written complaint that was settled for $37,579.52 in damages founded on allegations that misrepresentations had been made by Dixon concerning annuity transactions when she was associated with Merrill Lynch.
Since December 15, 2020, Dixon has been registered with International Assets Advisory LLC as a stockbroker. Since January 12, 2021, she has been registered with International Assets Investment Management LLC as an investment adviser representative.
