Robert Andrew Kahn, of Creve Coeur, Missouri, a stockbroker formerly registered with Edward Jones, was terminated from employment on September 15, 2016, based upon the firm’s allegations that Kahn committed violations of Edward Jones’ policies by engaging in discretionary trading in customer accounts, and effecting stock trades in customer accounts on an excessive basis.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that on January 4, 2017, a customer initiated investment related complaint involving Kahn’s conduct was settled for $100,000.00 in damages based upon allegations that Kahn, from 2011 to 2016, placed excessive equity trades in the customer’s investment account.
Since November 2, 2016, Kahn has been registered with Moloney Securities Co., Inc.
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