Kyle Thomas Johnson of Margate City New Jersey a stockbroker currently employed by Edward Jones is referenced in a customer initiated investment related written complaint that was filed on September 12, 2016 in which the customer requested $5,000.00 in damages based upon allegations that the customer was placed into an insurance policy in April of 2016 that was not appropriate for the customer.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Johnson has been referenced in two more customer initiated investment related disputes pertaining to accusations of Johnson’s wrongdoing during the time that he was employed by Edward Jones. In particular, a customer brought an investment related arbitration claim concerning Johnson’s activities where the customer sought $6,935.00 in damages based upon allegations that Johnson made mutual fund recommendations to the customer that failed to conform to the customer’s risk tolerance and conservative objectives for investing, and Edward Jones failed to supervise Johnson’s activities involving the customer’s investment account. FINRA Arbitration No. 11-04772 (Apr. 4, 2012).
Then, on April 15, 2013, a customer filed an investment related complaint pertaining to Johnson’s conduct in which the customer requested $5,000.00 in damages founded on accusations that the customer was poorly advised regarding the liquidation of a variable annuity issued by Jackson National Life.
The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.
This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
For more information concerning common claims against stockbrokers and investment professionals, please visit us at securitiesarbitrations.com
To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
