Edward Alvarez Gonzales of Lakewood Washington a stockbroker formerly registered with Edward Jones has been discharged by the firm on July 10, 2018 based upon accusations that Gonzales violated the firm’s policies by failing to contact customers during the days that he entered trades in their investment accounts.
Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that Gonzales has been identified in two more customer initiated investment related disputes pertaining to allegations of Gonzales’ misconduct while employed with A.G. Edwards & Sons, Inc. and Salomon Smith Barney. Specifically, on August 24, 1999, a customer filed an investment related complaint regarding Gonzales’ conduct in which the customer sought $77,701.00 in damages supported by accusations that Gonzales failed to abide by the customer’s instructions, and made misrepresentations to the customer concerning stocks that had been sold from the customer’s account.
On October 22, 2007, a customer filed an investment related complaint involving Gonzales’ activities where the customer requested damages estimated to exceed $5,000.00 based upon allegations that unauthorized equity transactions were effected in the customer’s account.
The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.
This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer
Guiliano Law Group
Our practice is limited to the representation of investors. Over the last three decades, we have recovered more than a hundred million dollars for more than 1,000 injured investors from all over the United States and several foreign countries. We accept representation purely on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a confidential consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
For more information concerning common claims against stockbrokers and investment professionals, please visit us at securitiesarbitrations.com
To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
