Edmund Paul Murphy of Naples, Florida, a stockbroker formerly registered with Robert W. Baird Co. Incorporated, is the subject of a customer initiated investment related complaint on October 22, 2021, in which the customer requested compensatory damages based upon allegations that Murphy made unsuitable recommendations with regard to the sale of mutual funds when Murphy was associated with Robert W. Baird Co. Incorporated.
Public Disclosure shows that Murphy is referenced in three total customer initiated investment related disputes concerning Murphy’s conduct while associated with Robert W. Baird Co. Incorporated. On July 28, 2015, a customer filed an investment related complaint involving Murphy’s conduct in which the customer requested compensatory damages based upon allegations that Murphy failed to safeguard the customer’s account from a trustee’s unauthorized use of funds when Murphy was associated with Robert W. Baird Co. Incorporated.
On September 26, 2003, another customer complaint involving Murphy’s conduct was settled for $50,000.00 in damages based upon allegations that Murphy made unsuitable recommendations in connection with the sale of Calpine securities when Murphy was associated with Robert W. Baird Co. Incorporated.
Murphy was associated with Robert W. Baird Co. Incorporated from 1999 to 2021, Quick Reilly Inc. from 1996 to 1999, and Fidelity Brokerage Services Inc. from 1993 to 1995.
