Donald Edward Graves of Greenfield Massachusetts is a stockbroker currently registered with Money Concepts Capital Corp who is the subject of a customer initiated investment related arbitration claim which settled for sixty-five thousand dollars in damages supported by allegations of inappropriate Aztec drilling program transactions having been effected in the customer’s account. Financial Industry Regulatory Authority (FINRA) Arbitration No. 16-03098 (Sept. 18 2017).
FINRA Public Disclosure additionally confirms that on October 27, 2005, a customer filed an investment related complaint concerning Graves’ activities where the customer sought $11,000.00 in damages based upon accusations that mutual fund transactions had been executed in the customer’s account that were not suitable for the customer.
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