Derrick Tyrone Robinson of Washington District of Columbia a stockbroker formerly registered with Wells Fargo Clearing Services LLC has been discharged by the firm on December 6, 2017 founded on accusations that Robinson “took possession of a customer’s savings bonds and property without ever obtaining the customer’s permission.”
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that Robinson has been discharged from prior employer, Sears Roebuck and Co., supported by allegations of the wrongful taking of property.
Moreover, on August 5, 2002, a customer filed an investment related complaint concerning Robinson’s activities in which the customer requested $25,000.00 in damages based upon accusations that while Robinson was associated with McLaughlin, Piven, Vogel Securities, Inc., he failed to follow the customer’s instructions of liquidating the customer’s mutual fund portfolio.
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