David Dean Glienke, a stockbroker registered with Western International Securities Inc. in Westlake Village, California, is currently facing two pending customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claims.
Public Disclosure shows that the first claim, filed on August 26, 2024 (FINRA Arbitration No. 24-01839), alleged that Glienke made an unsuitable investment recommendation in corporate debt securities, with the customer seeking $200,000 in damages. The second arbitration claim, filed on December 11, 2023 (FINRA Arbitration No. 23-03504), involves allegations of misrepresentations of material fact in connection with the sale of corporate debt securities, with the customer requesting $100,000 in damages. Both cases remain pending.
Glienke has been registered with Western International Securities Inc. since May 28, 2008, as a stockbroker and since March 23, 2010, as an investment advisor representative.
