David Aubrey Dunfee of Bangor, Maine, a stockbroker currently registered with Key Investment Services LLC, is the subject of a customer initiated investment related FINRA securities arbitration claim that was settled for $210,000.00 in damages based upon allegations that Dunfee financially exploited the customer with regard to the recommendation and sale of variable annuities when Dunfee was associated with Key Investment Services LLC. Financial Industry Regulatory Authority (FINRA) Arbitration No. 21-01070 (February 28, 2022).
Public Disclosure shows that Dunfee is also referenced in a customer initiated investment related complaint on March 12, 2019, in which the customer requested $67,337.16 in damages based upon allegations that Dunfee made unauthorized transactions and unsuitable recommendations and poorly serviced the customer’s account in connection with the recommendation and sale of stocks when Dunfee was associated with Key Investment Services LLC.
Dunfee has been associated with Key Investment Services LLC since 2006. He was associated with McDonald Investments Inc. from 1999 to 2005.
