Daniel Schiffer Terry of Big Rapids, Michigan, a stockbroker registered with Edward Jones, was the subject of a customer initiated investment related complaint that was settled on April 28, 2023, for $8,612.70 in damages based upon allegations that Terry failed to follow instructions concerning the liquidation of securities during the time that Terry was associated with Edward Jones.
This is not the first time that Terry has been referenced in a customer initiated investment related dispute concerning Terry’s conduct in the securities industry. Financial Industry Regulatory Authority (FINRA) Public Disclosure shows that Terry was also referenced in a customer initiated investment related complaint in which the customer requested compensation based upon allegations that Terry failed to follow instructions concerning over-the-counter equities when Terry was associated with Edward Jones. The securities broker dealer denied this complaint.
On July 21, 2016, another customer filed an investment related complaint involving Terry’s conduct in which the customer requested compensation based upon allegations that Terry engaged in unauthorized trading in mutual funds. This complaint was denied by the securities broker dealer.
Terry has been associated with Edward Jones as a stockbroker since April 16, 1990, and as an investment advisor representative since October 5, 2010.
