Daniel J. Kempker of Holland Michigan a stockbroker formerly registered with J.J.B. Hilliard W.L. Lyons LLC is referenced in a customer initiated investment related arbitration claim where the customer sought $200,000.00 in damages founded on accusations that unsuitable direct participation program or limited partnership interest products had been sold to the customer which caused the customer to experience unwarranted investment losses. Financial Industry Regulatory Authority (FINRA) Arbitration No. 17-03087 (Dec. 27, 2017).
FINRA Public Disclosure additionally confirms that on May 8, 2017, a customer filed an investment related complaint regarding Kempker’s conduct in which the customer requested $21,618.00 in damages based upon allegations that while Kempker was associated with J.J.B. Hilliard W.L. Lyons LLC, stock and over-the-counter equities transactions executed in the customer’s account were not suitable for the customer and resulted in losses.
Kempker has been employed by J.J.B. Hilliard W..L. Lyons LLC since May 16, 1994.
