Margaret Lech-Loubet, of Los Angeles, California, a stockbroker currently registered with UBS Financial Services Inc., is the subject of a customer initiated investment related complaint on May 22, 2017, in which the customer sought $145,000.00 in damages based on allegations of suitability and omissions of facts concerning risks and liquidity of the customer’s structured product transactions effected between 2014 and 2016.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Lech-Loubet has been identified in two additional customer initiated investment related disputes concerning allegations of her wrongdoing while employed with UBS Financial Services, Inc. Particularly, a customer initiated investment related arbitration claim regarding Lech-Loubet’s conduct was settled on June 7, 2016, for $200,000.00 in damages supported by allegations of over-concentration and suitability pertaining to equities, master limited partnerships and closed-end funds effected in the customer’s account from 2014 to 2016.
Moreover, on June 13, 2017, a customer filed an investment related arbitration claim involving Lech-Loubet’s activities, seeking $266,352.00 in damages founded upon accusations of suitability and misrepresentation of structured products between 2014 and 2016.
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
For more information concerning common claims against stockbrokers and investment professionals, please visit us at securitiesarbitrations.com
To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
