Helen Holmes Timpe, of Newport Beach, California, a stockbroker formerly registered with Morgan Stanley, has been named in a customer initiated investment related arbitration claim, in which the customer requested $55,333.00 in damages supported by allegations that between 2013 and 2016, Timpe made misrepresentations to the customer concerning variable annuities. Financial Industry Regulatory Authority (FINRA) Arbitration No. 17-00356 (Feb. 17, 2017).
FINRA Public Disclosure confirms that on August 25, 2004, a customer filed an investment related written complaint regarding Timpe’s activities, in which the customer sought $80,000.00 in damages supported by allegations that Timpe made unsuitable investment recommendations to the customer concerning mutual fund investments.
On April 5, 2017, Timpe’s employment with Morgan Stanley was terminated.
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