Kirk J. Gill, of Tucson, Arizona, a stockbroker with Morgan Stanley, is subject to several pending customer disputes. Particularly, on August 3, 2016, a customer lodged a pending dispute against Gill, in which the customer requested $500,000.00 in damages after alleging that Gill made recommendations to the customer that were unsuitable.
FINRA’s BrokerCheck reveals that Gill has been subject to eleven customer disputes. Specifically, on July 13, 2016, Gill became subject to a pending customer dispute in which the customer alleged that Gill made unsuitable recommendations concerning the customer’s investments. On July 8, 2016, a third customer alleged in a customer dispute that Gill’s investment strategy was unsuitable for the customer. Gill is also subject to a pending customer dispute from June 27, 2016, in which the customer alleged that Gill over-concentrated the customer’s monies in risky equity positions that were not suitable for the customer. In April 2016, Morgan Stanley decided to kill Gill’s registration with them. Gill is now associated with First Financial Equity Corporation.
Public Disclosure records also reveal that on April 2, 2015, a customer lodged a dispute against Gill and requested $450,000.00 in damages after alleging that Gill made unsuitable investment recommendations in the customer’s investment account. Gill has previously settled three customer disputes for a combined $110,000.00 in damages after customers alleged to have been sold unsuitable investments.
Guiliano Law Group
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