Adam Saul Frankfort, of New York, New York, a stockbroker currently registered with Raymond James & Associates, Inc., is the subject of a customer initiated investment related written complaint on May 31, 2017, in which the customer sought $1,000,000.00 in damages founded on allegations that from November 16, 2016, to May 5, 2017, Frankfort made misrepresentations and unsuitable investment recommendations to the customer in regard to equity transactions effected in the customer’s account.
Guiliano Law Group
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