Charles Alan Correal, of Upper Saint Clair, Pennsylvania, a stockbroker formerly registered with Morgan Stanley Smith Barney, has been named in a customer initiated investment related arbitration claim on April 20, 2017, in which the customer requested $22,600.00 in damages based upon allegations that Correal effected unsuitable stock transactions in the customer’s account.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that on April 10, 2017, a customer filed an investment related arbitration claim involving Correal’s conduct, in which the customer requested $38,426.27 in damages based upon allegations of unsuitability concerning equity transactions Correal effected in the customer’s account.
Correal’s registration with Morgan Stanley was terminated on May 18, 2016. Since May 24, 2016, he has been registered with Harvest Financial Corporation.
Guiliano Law Group
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To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
