Barry Jay Dekreek, of Alpharetta, Georgia, a stockbroker currently registered with LPL Financial LLC, is the subject of a customer initiated investment related written complaint on June 17, 2016, wherein the customer requested $5,000.00 in damages based upon allegations that Dekreek did not adequately advise the customer about investing in a fixed annuity.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that on May 7, 2013, a customer initiated investment related arbitration claim involving Dekreek’s conduct was settled for $145,000.00 in damages based upon allegations that Dekreek, while associated with Wells Fargo Advisors, LLC, encouraged a customer to make an investment in an entity by omitting that Dekreek was actually a part owner in the entity he sought the investment in. Moreover, the customer claimed that Dekreek omitted facts concerning the risks of the investment.
Barry Jay Dekreek, of Alpharetta, Georgia, a stockbroker currently registered with LPL Financial LLC, is the subject of a customer initiated investment related written complaint on June 17, 2016, wherein the customer requested $5,000.00 in damages based upon allegations that Dekreek did not adequately advise the customer about investing in a fixed annuity.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that on May 7, 2013, a customer initiated investment related arbitration claim involving Dekreek’s conduct was settled for $145,000.00 in damages based upon allegations that Dekreek, while associated with Wells Fargo Advisors, LLC, encouraged a customer to make an investment in an entity by omitting that Dekreek was actually a part owner in the entity he sought the investment in. Moreover, the customer claimed that Dekreek omitted facts concerning the risks of the investment.
Guiliano Law Group
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For more information concerning common claims against stockbrokers and investment professionals, please visit us at securitiesarbitrations.com
To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
