Charles Henry Frieda, of Irvine, California, a stockbroker currently registered with Wells Fargo Clearing Services, LLC, has been named in a customer initiated investment related arbitration claim on March 29, 2017, based upon allegations that Frieda overconcentrated the customer’s holdings in equities that the customer was not suitable for.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that on March 24, 2017, a customer initiated investment related written complaint involving Frieda’s conduct was settled for $575,000.00 in damages based upon allegations of overconcentration and unsuitability in reference to the customer’s equity holdings. Further, between February 22, 2017, and February 24, 2017, two additional customers filed investment related disputes concerning Frieda based upon allegations that Frieda made misrepresentations to the customers concerning investments.
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
