Curtis Brian Wilson of Tulsa Oklahoma a stockbroker currently registered with Securities America Inc. and an investment adviser representative of Beam Asset Management LLC is referenced in a customer initiated investment related written complaint which was resolved for $25,000.00 in damages on October 19, 2020 based upon allegations that trades were not executed in a timely manner by Wilson which resulted in damages to the Beam Asset Management customer.
This is not the first time that Wilson has been alleged to have engaged in sales practice violations affecting a customer of a securities broker dealer. Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Wilson is the subject of a customer initiated investment related written complaint where the customer requested $10,500.00 in damages supported by accusations that unauthorized over-the-counter equities transactions were effected in the customer’s Trust during the time that Wilson was associated with Merrill Lynch Pierce Fenner Smith Inc.
Wilson has been registered as a stockbroker of Securities America since July 9, 2015 and registered as an investment adviser representative of Beam Asset Management since November 20, 2012.
