Cory James Chapman (also known as Mickens Chapman) a stockbroker formerly employed by FSC Securities Corporation and The Retirement Group, has been terminated from the Retirement Group on December 14, 2017 supported by allegations that Chapman sold away from the firm.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that on April 18, 2016, a customer filed an investment related complaint regarding Chapman’s activities in which the customer requested damages estimated to exceed $5,000.00 based upon accusations that the terms and conditions of a variable annuity had been misrepresented to the customer at the time that the customer made the purchase.
Chapman’s registration with FSC Securities Corporation has been terminated as of December 18, 2017. Since December 14, 2017, he has been registered with Madison Avenue Securities LLC.
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