Corey Lee Mireau of Eden Prairie Minnesota is a stockbroker formerly registered with Ameriprise Financial Services Inc. who has been terminated from employment on September 15 2017 based upon allegations that he potentially violated the firm’s policies concerning outside business activities and customer loan arrangements. Mireau reportedly resigned while under the firm’s suspension.
Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that Mireau has been identified in two customer initiated investment related disputes that pertain to accusations of Mireau’s improper conduct during the period he was registered with Ameriprise. Particularly, on November 7, 2008, a customer filed an investment related written complaint involving Mireau’s activities, in which the customer requested $5,000.00 in damages founded on allegations that Mireau failed to make disclosures to the customer regarding a variable universal life policy death benefit rider.
Thereafter, on November 13, 2017, a customer filed an investment related written complaint regarding Mireau’s activities, in which the customer sought $235,000.00 in damages based upon allegations that Mireau facilitated the purchase of Vapor Distribution, Inc., wherein the customer sustained $215,000.00 in investment losses.
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